Commentary: Association of Anemia with Venous Thromboembolism in Acutely Ill Hospitalized Patients: An APEX Trial Substudy

Anmol Pitliya1, Asrar Ahmad2, Husnain Shaukat1, Eiman Ghaffarpasand1, Sadaf Sharfaei1, Farima Kahe1, Syed Hassan A. Kazmi1, Gerald Chi1*

1Division of Cardiovascular Medicine, Department of Medicine, Beth Israel Deaconess Medical Center, Harvard Medical School, Boston, Massachusetts, USA

2Department of Medicine, Abington Memorial Hospital, Abington, Pennsylvania, USA

Anemia, commonly defined as hemoglobin concentration <12.0 g/dL in women and <13.0 g/dL in men, is a prevalent condition that has been linked to unfavorable prognosis among hospitalized patients. Population-based studies report that low hemoglobin level is associated with various thrombotic disorders including myocardial infarction, stroke, and venous thromboembolism (VTE). A recent study on acutely ill hospitalized patients extends the previous findings and demonstrates that anemic patients were at a greater risk for symptomatic VTE through 77 days of follow-up. Specifically, decreased hemoglobin concentration was associated with a two-fold risk of symptomatic DVT or non-fatal PE, despite the provision of pharmacologic thromboprophylaxis with enoxaparin or betrixaban, an FDA approved direct oral anticoagulant for VTE prevention. Additionally, hemoglobin measurement improved the risk discrimination and reclassification of a well-validated VTE assessment tool (i.e., International Medical Prevention Registry on Venous Thromboembolism [IMPROVE] VTE risk score). Based on these results, future studies should evaluate the use of laboratory biomarkers in conjunction with clinical variables to refine individualized VTE risk assessment.

DVT, deep vein thrombosis

IMPROVE, International Medical Prevention Registry on Venous Thromboembolism

PE, pulmonary embolism

VTE, venous thromboembolism

According to the World Health Organization definition, anemia is a condition in which the number of red blood cells (and consequently their oxygen-carrying capacity) is insufficient to meet the body’s physiologic needs1. Anemia is a prevalent condition among elderly patients and has been associated with unfavorable prognosis such as decreased physical performance, frequent hospitalization, and increased mortality2-4. Furthermore, accruing evidence suggests that anemic patients have a substantial long-term risk of arterial and venous thrombotic disorders5-8. Although the exact pathophysiology remains elusive, several mechanisms have been postulated for the association of quantitative and qualitative erythrocyte defects with thrombosis9. First, in anemic state, hypoxia-induced changes in gene expression may affect the interaction between erythrocytes and endothelium and therefore increase the risk for thrombosis10. Second, iron deficiency, the most common type of anemia globally,11 has been linked to thrombosis secondary to reduced inhibition of thrombopoiesis and subsequent reactive thrombocytosis12. Third, anemia may be accompanied by altered erythrocyte morphology (e.g., sickle cell disease [SCD] or hereditary spherocytosis) that increases blood viscosity13. Furthermore, increased erythrocyte phosphatidylserine exposure observed in SCD has been correlated with elevated circulating prothrombin fragment, indicating that erythrocytes in certain settings may potentiate thrombin generation14,15. Also, hemoglobin and adenosine diphosphate released from hemolyzed erythrocytes may enhance thrombosis by promoting platelet activation and aggregation16-18. Last, in aplastic anemia, T-cell mediated myelosuppression and cytokines such as tumor necrosis factor alpha, interleukin (IL)-6, and IL-2 may mediate the development of VTE,19 possibly by inducing the production of reactive oxygen species, which activates inflammatory processes and various transcription factors20. However, whether anemia would be associated with a short-term thrombotic risk independent of anticoagulation has not been comprehensively studied.

Recently, a sub-study from the APEX trial (Acute Medically Ill Venous Thromboembolism Prevention with Extended Duration Betrixaban Trial; identifier: NCT01583218) evaluated the relationship between hemoglobin and the risk of venous thromboembolism (VTE) among patients hospitalized for an acute medical illness21. A total of 7513 hospitalized medical patients were randomized to receive thromboprophylaxis with either betrixaban for 35 to 42 days or standard-of-care enoxaparin for 10 ± 4 days and followed for 77 days. Baseline hemoglobin measurement was performed in 6861 patients at a central laboratory, with the normal reference range of 12.5 to 17.0 g/dL for males and 11.0 to 15.5 g/dL for females. The endpoint of the study was symptomatic VTE, defined as a composite of symptomatic deep vein thrombosis (DVT), non-fatal pulmonary embolism (PE), or VTE-related mortality. VTE events were adjudicated by an independent clinical events committee blinded to treatment allocation. The relationship between anemia and VTE events was first evaluated by fitting a univariable and multivariable logistic regression model composed of thromboprophylaxis and VTE risk factors. To further assess the association between baseline hemoglobin levels and symptomatic VTE events, hemoglobin levels were coded as an ordinal variable and VTE event rate across hemoglobin levels was performed using the Cochran-Armitage test for trend. In addition, a locally weighted regression smoothing approach was applied to evaluate the dose-dependent relationship between hemoglobin concentration (as a continuous variable) and VTE risk, with adjustment for covariates identified in the multivariable analysis (i.e., D-dimer, thromboprophylaxis, history of previous VTE, and intensive or coronary care unit stay). Incremental prognostic value of hemoglobin measurement was evaluated in the International Medical Prevention Registry on Venous Thromboembolism [IMPROVE] VTE risk assessment model by computing the improvement in area under the receiver- operating-characteristic curve (ΔAUC), integrated discrimination improvement (IDI), and net reclassification improvement (NRI)22.

Compared with non-anemic individuals, anemic patients had a two-fold increased risk of symptomatic VTE (RR=1.94 [95% CI: 1.27–2.98]; p=0.002), symptomatic DVT (RR=2.29 [1.12–4.68]; p=0.019), and non-fatal PE (RR=2.63 [1.22–5.65]; p=0.010). After accounting for thromboprophylaxis and other VTE risk factors (e.g., history of VTE, current lower limb paralysis, active cancer, intensive or coronary care unit stay, and age > 60 years), anemia remained associated with symptomatic VTE (adjusted OR=1.71 [1.09–2.69]; p=0.020). There was an inverse dose-response relationship between baseline hemoglobin concentration and the estimated probability of VTE. Moreover, anemia significantly enhanced VTE risk discrimination and reclassification when incorporated in the IMPROVE VTE risk score. Specifically, adding hemoglobin to the IMPROVE score increased its AUC by 0.049 (95% CI: 0.012–0.086; p=0.0096), with a modest increase in IDI of 0.0015 (0.0001–0.0029; p=0.0399). The continuous NRI and categorical NRI were 0.257 (95% CI: 0.066–0.448; p=0.0132) and 0.327 (95% CI: 0.162–0.492; p=0.0001), respectively. Improvement in VTE risk reclassification was primarily driven by the non-event group (i.e., using hemoglobin to exclude the risk of symptomatic VTE).

Previously it has been shown that the risk of VTE and related rehospitalization extends beyond the standard course of anticoagulation and may continue for several months23. Furthermore, more than half of the VTE events are associated with a recent or current hospitalization despite near-universal in-hospital VTE prophylaxis24. In corroboration with previous reports,25,26 the presence of anemia at hospital admission may adversely impact both short- and long-term clinical outcome by predisposing patients to thrombotic disorders. Whilst the use of extended-duration betrixaban for thromboprophylaxis in acute medically ill patients may not reduce all-cause mortality,27 it was associated with a lower rate of VTE-related mortality when compared to standard-duration enoxaparin28. This may be explained by the prevalent comorbidities among the study population that obscured the survival benefit but not disease-specific benefit (i.e., reduction in VTE-related death). Additionally, patients who received extended-duration betrixaban had a decreased incidence of fatal or irreversible events (a composite of safety [fatal bleeding or intracranial hemorrhage] and efficacy [cardiopulmonary death, myocardial infarction, pulmonary embolism, and ischemic stroke] endpoints) compared with standard-duration enoxaparin29.

Although the causes of anemia were not determined in the APEX trial, low hemoglobin level may reflect an underlying disorder (such as nutritional deficiency, chronic inflammation, or cancer and related chemotherapy) that contributes to the increased incidence of VTE. Hemoglobin level may, therefore, be considered as an integrative measure of multiple pathologic processes in medical inpatients. Another plausible mechanism is that anemic patients may be more likely to have endothelial dysfunction,30-32 blood stasis,13 and/or hypercoagulability33,34–namely the Virchow’s triad–and an increased risk of thrombosis35,36. Regardless of whether anemia is mechanistically related to thrombosis or an index of disease burden, these results support the use of hemoglobin level in refining risk assessment among hospitalized patients despite thromboprophylaxis provision.

The strength of the study resides in several aspects. In contrast with population-based studies or registries that assess the long-term risk of thrombotic diseases, the present study possesses direct clinical implications as the proximate risk of VTE was rigorously ascertained through 77 days. This time window encompasses the post-hospital discharge period in which patients remain at a substantial VTE risk37. Furthermore, hemoglobin measurement is of low cost, widely available, and routinely utilized in clinical practice as part of the complete blood counts when evaluating acutely ill hospitalized patients. In addition, the analysis accounts for potential confounding effect by the provision of thromboprophylaxis as well as other VTE risk factors, although the potential confounding effect of severe lung disease was not reported. However, it is noteworthy that given the exploratory nature of the study, the findings indicate the correlation rather than causation between anemia and VTE. These findings reinforce the prognostic value of hemoglobin measurement, alone or in combination with VTE risk assessment model. Future research is warranted to investigate the use of hematologic tests or other biomarkers in conjunction with clinical variables to refine individualized VTE prediction38.

Disclosure: Dr. Chi received research grant support paid to the Beth Israel Deaconess Medical Center from Portola, Bayer, and Janssen Research. All remaining authors report no conflicts of interest.

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Article Info

Article Notes

  • Published on: June 18, 2018


  • Hemoglobin

  • Anemia
  • Biomarker
  • Venous thromboembolism
  • Deep vein thrombosis
  • Pulmonary embolism


Dr. Gerald Chi
Division of Cardiovascular Medicine, Department of Medicine
Beth Israel Deaconess Medical Center, Harvard Medical School, 930 Commonwealth Avenue #3, Boston, Massachusetts 02215, USA
Telephone No: (617) 975-9952; Fax No: (617) 975-9955